Forms concerning supplemental pension plans

  • Our PDF forms can be printed and the majority of them can also be completed on screen. However, you must have Acrobat Reader This link will open in a new window., version 7 or later.  Some documents are not available online but can be ordered.
  • There are several ways to obtain our forms.

 

Annual Information Return whose fiscal year end date falls in the period from 31 December 2011 to 30 December 2012

2011 Annual Information Return

You do not need a user code to complete or print a return using the service. However, you do need a user code to save or retrieve information from a return.

Consult the notice from the Régie concerning audited financial reports for pension plans whose fiscal year end is after 30 December 2011 This link will open in a new window..

Other ways of obtaining the form

  • By mail: 2011 Annual Information Return (R053) add to cart

Checklist for the 2011 annual information return

This checklist was developed to help pension plan administrators in the preparation of the annual information return that they must file with the Régie.
Last update: février 2012.

Annual Information Return whose fiscal year end date falls in the period from 31 December 2010 to 30 December 2011

Annual Information Return 2010

Use the PDF version to complete a return whose fiscal year end date falls in the period from 31 December 2010 to 30 December 2011.

Use the online service This link will open in a new window. to view a return whose fiscal year end date falls in the period from 31 December 2010 to 30 December 2011.

Consult the notice from the Régie concerning audited financial statements for pension plans whose fiscal year end is before 30 December 2011 This link will open in a new window..

R053 form. Last update: février 2012.
  • PDF - Annual Information Return 2010  (R053) download, 599 kB
  • By mail: Annual Information Return 2010  (R053) add to cart

Checklist for the annual information return 2010

This checklist was developed to help pension plan administrators in the preparation of the annual information return that they must file with the Régie.
Last update: février 2011.

Annual Information Return for a simplified pension plan (SIPP)

2011 Annual Information Return - Simplified pension plan

The person authorized by the financial institution that administers a simplified pension plan can use this form to complete the annual information return for the plan.

 
RS138 form. Last update: février 2012.
  • PDF - 2011 Annual Information Return - Simplified pension plan (RS138) download, 5 pages, 91 kB
  • By mail: 2011 Annual Information Return - Simplified pension plan (RS138) add to cart

Guide de la déclaration annuelle de renseignements 2011 - Régime de retraite simplifié

(2011 Guide to the Annual Information Return - Simplified pension plan; French only)
Last update: février 2012.
  • PDF - Guide de la déclaration annuelle de renseignements 2011 - Régime de retraite simplifié (guide_dar_rrs) download, 22 pages, 120 kB
  • By mail: Guide de la déclaration annuelle de renseignements 2011 - Régime de retraite simplifié (guide_dar_rrs) add to cart

Application for Registration

Application for Registration of a Pension Plan

The plan administrator or its mandatary can use this form to apply for registration of a pension plan with the Régie. The form does not cover simplified pension plans.

RCR-018 form. Last update: avril 2005.
  • PDF - Application for Registration of a Pension Plan (RCR-018) download, 13 pages, 176 kB
  • By mail: Application for Registration of a Pension Plan (RCR-018) add to cart

Application for Registration of an Amendment to a Pension Plan

The plan administrator or its mandatary can use this form to apply for registration of an amendment to a pension plan. The form does not cover simplified pension plans.

RCR-129 form. Last update: juillet 2011.
  • PDF - Application for Registration of an Amendment to a Pension Plan (RCR-129) download, 7 pages, 208 kB
  • By mail: Application for Registration of an Amendment to a Pension Plan (RCR-129) add to cart

Application for Registration of an Amendment to a Simplified Pension Plan

The person authorized by the financial institution that administers a simplified pension plan can use this form to apply for registration of an amendment to the plan.

RCR-141 form. Last update: mai 2006.

General checklist for an application for registration of a standard contract for an LIRA or LIF, or for registration of an amendment to a standard contract

The checklist is intended for financial institutions that are in the process of preparing an application for registration to send to the Régie.
RCR-132 form. Last update: septembre 2004.
  • PDF - General checklist for an application for registration of a standard contract for an LIRA or LIF, or for registration of an amendment to a standard contract (RCR-132) download, 2 pages, 68 kB
  • By mail: General checklist for an application for registration of a standard contract for an LIRA or LIF, or for registration of an amendment to a standard contract (RCR-132) add to cart

Termination of a Pension Plan

Declaration of termination of a pension plan (following notice given by the employer who is party to the plan)

This form must be used in the case where the termination of a plan is the result of a decision of the employer.
RCR-131 form. Last update: février 2009.
  • PDF - Declaration of termination of a pension plan (following notice given by the employer who is party to the plan) (RCR-131) download, 1 page, 54 kB
  • By mail: Declaration of termination of a pension plan (following notice given by the employer who is party to the plan) (RCR-131) add to cart

Declaration of termination of a pension plan (following a decision of the Régie des rentes du Québec)

This form must be used in the case where the termination of a plan is the result of a decision of the Régie.
RCR-130 form. Last update: février 2009.
  • PDF - Declaration of termination of a pension plan (following a decision of the Régie des rentes du Québec) (RCR-130) download, 1 page, 41 kB
  • By mail: Declaration of termination of a pension plan (following a decision of the Régie des rentes du Québec) (RCR-130) add to cart

Conversion of a Defined Contribution Pension Plan into a Simplified Pension Plan

Application to obtain confirmation to use the conversion procedure

The plan administrator or its mandatary can use this form to apply for conversion of a defined contribution pension plan into a simplified pension plan, following the procedures outlined in Newsletter number 17.

RCR-133 form. Last update: janvier 2006.
  • PDF - Application to obtain confirmation to use the conversion procedure (RCR-133) download, 1 page, 71 kB
  • By mail: Application to obtain confirmation to use the conversion procedure (RCR-133) add to cart

Confirmation of the conversion and payment of members' and beneficiaries' benefits

The plan administrator or its mandatary can use this form to confirm the conversion of a defined contribution pension plan into a simplified pension plan and the payment of members' and beneficiaries' benefits.

RCR-134 form. Last update: janvier 2006.
  • PDF - Confirmation of the conversion and payment of members' and beneficiaries' benefits (RCR-134) download, 1 page, 52 kB
  • By mail: Confirmation of the conversion and payment of members' and beneficiaries' benefits (RCR-134) add to cart

Other Forms and Documents

Actuarial Information Summary

This form (T1200) from the Canada Revenue Agency must accompany the actuarial valuation report. It contains a section on the information requested by the Régie.

The Régie gives guidance on certain lines in the summary on certain lines in the summary as a complement to the instructions given on the form.

PDFDownload the form This link will open in a new window.

Irrevocable standby letter of credit

This letter of credit can replace all or part of the amortization payment required to amortize a solvency deficit. It must be issued by a financial institution at the request of the employer and sent to the plan administrator.

The amounts of letters of credit that may be taken into account for determining solvency assets may not exceed 15% of the plan's liabilities on the basis of solvency.

rcr-142 form. Last update: novembre 2009.

Pension Plan for Persons Connected with the Employer — Request for an exemption from the provisions of the Supplemental Pension Plans Act (sect. 2.1 and 288.0.2)

The plan administrator or its mandatary can use this form to request the exemption of a pension plan from virtually all of the provisions of the Supplemental Pension Plans Act. The members and beneficiaries must give their consent on the form.

RCR-128 form. Last update: septembre 2011.

Standard contract for a simplified pension plan

The Régie offers a standard contract for registering a new simplified pension plan.

The main differences between the January 2012 version and the version dating from October 2011 are in sections 5 and 25 (Part I).

contrat_type form. Last update: janvier 2012.